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NATI IONAL FINANCIAL
a F i d e l i t y I n v e s t m e n t s c o m p a ny
National Financial Services LLC, Member NYSE, SIPC (a wholly owned subsidiary of Fidelity Investments) provides clearing and custody services for DEMPSEY LORD SMITH LLC, and technology support with Streetscape® , a flexible, open architecture integrating trading and service functionality with customer information and risk management tools. Access to customer information provides real-time positions, balances, 36 month history of transactions as well as client statements, confirms and tax documents.
A simulator for Streetscape® is available for prospective advisors. Please ask for website, userid and password.
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